Category: Rule amendment

Date Document
12/21/2016 CFTC Submission 2016-09 - Rulebook Changes Cover Letter
12/21/2016 CFTC Submission 2016-09 - Rulebook Changes (Cover Sheet)
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes Cover Letter
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes Cover Letter
07/15/2016 CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
07/15/2016 CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes Cover Letter
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes Cover Letter
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes Cover Letter
06/03/2015 CFTC Submissions  2015-06 - Rulebook Revisions Cover Letter
06/03/2015 CFTC Submission 2015-06 - Rulebook Revisions (Cover Sheet)
04/17/2015 CFTC Submisson 2015-05 - Revised 15 Second Rule - Cover Letter
04/14/2015 CFTC Submission 2015-05 - Revised 15 Second Rule - (Cover Sheet)
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement - Cover Letter
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
03/23/2015 CFTC Submission 15-02- StreamGlobal Platform Supplement (Cover Sheet)
03/23/2015 CFTC Submission 15-02- StreamGlobal Platform Supplement (Cover Letter)
12/18/2014 CFTC Submission 14-24 - Cover Sheet
12/18/2014 CFTC Submission 14-24 - Amendment to Rule 412 - Cover Letter
12/18/2014 CFTC Submission 14-23 - Trad-X Platform Supplement Public Submission  (December 18, 2014)
12/18/2014 CFTC Submission 14-23 - Trad-X Cover Sheet (December 18, 2014)
12/12/2014 CFTC Submission 14-22 - Cover Sheet
12/12/2014 CFTC Submission 14-22 - Cover Letter (December 12, 2014)
11/10/2014 CFTC Submission 14-21 - Cover Sheet
11/10/2014 CFTC Submission 14-21 - Revised Fee Schedule
07/18/2014 CFTC Submission 14-19 - Cover Sheet
07/18/2014 CFTC Submission 14-19 – Amendments of Rulebook
06/25/2014 CFTC Submission 14-18 - Amendment to Rule 703
06/05/2014 CFTC Submission 14-17 – Rule 529
04/25/2014 Notice 14-13 - Revision to Rule 703 - Expiration of No-Action
04/22/2014 Notice 14-07 - Amendment of Rulebook
04/15/2014 Notice 14-0002 - Amendment of Rulebook
01/03/2014 Notice 14-01 - Amendment of Rulebook
11/19/2013 Notice 13-03 – Notice of Pending Certification - Amendments to Tradition SEF Inc. Rulebook
10/10/2013 Notice 13-01 - Amendment To Rules 703 and 704
10/10/2013 Notice 13-02 - Amendment To Rule 411