Category: Submission

Date Document
12/21/2016 CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement (Cover Sheet)
12/21/2016 CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement Cover Letter
12/12/2016 CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule (Cover Sheet)
12/12/2016 CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule Cover Letter
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes Cover Letter
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes Cover Letter
08/19/2016 CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement Cover Letter
08/19/2016 CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement (cover Sheet)
08/19/2016 CFTC Submission 2016-05 - FOIA Letter
07/15/2016 CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
07/15/2016 CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
03/31/2016 CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours
03/31/2016 CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours. (Cover sheet)
01/13/2016 CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements (Cover Sheet)
01/13/2016 CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes Cover Letter
12/11/2015 CFTC Submission 2015-14 - IRS Product Certification (Cover Sheet)
12/11/2015 CFTC Submission 2015-14 - IRS Product Certification Cover Letter
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes Cover Letter
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
07/08/2015 CFTC Submission 2015-09 - IRS Product Cerfication
07/08/2015 CFTC Submission 2015-09 -Revised IRS Product List - Redline
07/02/2015 CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
07/02/2015 CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
06/09/2015 CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions (Cover Sheet)
06/09/2015 CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions
06/03/2015 CFTC Submission 2015-06-Rulebook Revisions - Cover Letter
06/03/2015 CFTC Submission 2015-06- (Cover Sheet)
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
04/15/2015 CFTC Submission 14-15 R (Cover Sheet)
04/13/2015 CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
04/13/2015 CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
04/13/2015 CFTC Submission 2015-03R - FOIA Letter
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement - Cover Letter
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
03/23/2015 CFTC Submission 2015-03- StreamGlobal Platform Submission Fee Schedule - (Cover Sheet)
03/23/2015 CFTC Submission 2015-03 - StreamGlobal Platform Fee Schedule Cover Letter
03/23/2015 CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Letter)
03/23/2015 CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Sheet)
01/15/2015 CFTC Submission 2015-01 -Volbroker Platform Supplement - Cover Letter
01/15/2015 CFTC Submission 2015-01- Volbroker Platform Supplement (Cover Sheet)
12/18/2014 CFTC Submission 14-24 - Cover Sheet
12/18/2014 CFTC Submission 14-24 - Amendment to Rule 412 - Cover Letter
12/18/2014 CFTC Submission 14-23 - Trad-X Cover Sheet (December 18, 2014)
12/18/2014 CFTC Submission 14-23 - Trad-X Platform Supplement Public Submission  (December 18, 2014)
12/12/2014 CFTC Submission 14-22 - Cover Sheet
12/12/2014 CFTC Submission 14-22 - Cover Letter (December 12, 2014)
11/10/2014 CFTC Submission 14-21 - Cover Sheet
11/10/2014 CFTC Submission 14-21 - Revised Fee Schedule
07/29/2014 CFTC Submission 14-20 - Revised - Product Listing - FX
07/18/2014 CFTC Submission 14-19 - Cover Sheet
07/18/2014 CFTC Submission 14-19 – Amendments of Rulebook
06/25/2014 CFTC Submission 14-18 - Amendment to Rule 703
06/25/2014 CFTC Submission 14-18 - Rule Submission Coversheet
06/05/2014 CFTC Submission 14-17 – Rule 529
04/29/2014 CFTC Submission 14-16 - Credit Product Listing
04/15/2014 CFTC Submission 14-15R - Exhibit A - IRS Product List
04/15/2014 CFTC Submission 14-0002 - Amendment of Rulebook
04/15/2014 CFTC Submission 14-15R Cover Letter
02/06/2014 CFTC Submission 14-15 - IRS Product Listing
01/15/2014 CFTC Submission 14-04 - Equity Product Listing
10/10/2013 Tradition Notice Regarding CFTC Letter 13-55 Commodities
10/10/2013 Tradition Notice Regarding CFTC Letter 13-55 Equities
10/10/2013 Tradition Emergency Rule Certification Regarding CFTC Letter 13-58
10/10/2013 Tradition Emergency Rule Certification Regarding CFTC Letter 13-62