Regulatory: ALL

All, SEF or SBSEF
ASSET CLASS
YEAR
 

Date Document
12/18/2015 ISDA CFTC Reporting Party Requirements (April 2, 2015)
12/17/2015 Notice 15-33 - Tradition SEF Holiday Schedule
12/11/2015 Notice 15-32 - Notice of Pending Product Certification Under Rule 40.6(a) for Interest Rate Swaps
11/24/2015 Notice 15-31 - Tradition SEF Holiday Schedule
11/06/2015 Notice 15-30 - Tradition SEF Holiday Schedule
10/08/2015 Notice 15-28 - SEF Holiday Schedule
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes Cover Letter
09/01/2015 Notice 15-27 - Amendments to Tradition SEF Rulebook
09/01/2015 Notice 15-26 - SEF Holiday Schedule
08/24/2015 Appendix E to Tradition SEF Rulebook - Commodities Product Listing (August 24, 2015)
08/14/2015 Notice 15-25 - Revised Fee Schedule
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
08/05/2015 Notice 15-24 - Revisions to Tradition SEF Rulebook
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
07/10/2015 Notice 15-23 - Revisions to Tradition SEF Rulebook
07/08/2015 Notice 15-22 -  Revised Product Listing - Rates
07/02/2015 CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
07/02/2015 CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
07/02/2015 Notice 15-21 - SEF Fee Schedule
07/01/2015 Notice 15-20 - SEF Holiday Schedule
06/09/2015 Notice 15-18 - Revision to CCP Auctions 06-09-15 (FINAL)
06/03/2015 CFTC Submission 2015-06 - Rulebook Revisions - Cover Letter
06/03/2015 CFTC Submission 2015-06 - Rulebook Revisions (Cover sheet)
06/03/2015 Notice 15-17- Amendments to Traditon SEF Rules 404, 4012 and 703 and Rule 404 Disclosure Reminder
05/13/2015 Notice 15-16 - SEF Holiday Schedule
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
04/17/2015 Notice 15-15- Rule S1-302 15 Second Rule
04/13/2015 CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
04/13/2015 CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
04/13/2015 CFTC Submission 2015-03R - FOIA Letter
04/13/2015 Notice 15-10 -Revised  Fee Schedule
03/31/2015 Notice 15-11 - SEF Holiday Schedule
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)