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07/24/2023
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CFTC Submission 2023-04 - Self Certification of Rule Change Requiring Certain SOFR and SONIA Swaps to be Subject to the Trade Execution Requirement on August 7, 2023
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07/24/2023
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CFTC Submission 2023-04 - Self Certification of Rule Change Requiring Certain SOFR and SONIA Swaps to be Subject to the Trade Execution Requirement on August 7, 2023 (Cover Sheet)
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06/29/2023
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CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1
|
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06/29/2023
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CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 (Cover Sheet)
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|
06/02/2023
|
CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing
|
|
06/02/2023
|
CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing (Cover Sheet)
|
|
06/02/2023
|
CFTC Submission 2023-01 - Request for New Product Certification of Tradition SEF's IRS Assset Class Product Listings and Non-substantive changes to IRS Product listing
|
|
06/02/2023
|
CFTC Submission 2023-01 - Request for New Product Certification of Tradition SEF's IRS Assset Class Product Listings and Non-substantive changes to IRS Product listing (Cover Sheet)
|
|
11/03/2022
|
CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement
|
|
11/03/2022
|
CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement (Cover Sheet)
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|
07/18/2022
|
CFTC Submission 2022-06 - FOIA Letter
|
|
07/18/2022
|
CFTC Submission 2022-06 - Notification of Amendments to Tradition SEF, LLC’s Trad-X USD IRS Liquidity Provider Program (Cover Sheet)
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07/18/2022
|
CFTC Submission 2022-06 - Notification of Amendments to Tradition SEF, LLC’s Trad-X USD IRS Liquidity Provider Program
|
|
05/12/2022
|
CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
05/12/2022
|
CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
05/12/2022
|
CFTC Submission 2022-05 - FOIA Letter
|
|
04/18/2022
|
CFTC Submission 2022-04 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
04/18/2022
|
CFTC Submission 2022-04 - FOIA Letter
|
|
04/18/2022
|
CFTC Submission 2022-04 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
03/14/2022
|
CFTC Submission 2022-02 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive changes to IRS Product Listing
|
|
03/14/2022
|
CFTC Submission 2022-02 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive changes to IRS Product Listing (Cover Sheet)
|
|
02/24/2022
|
CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
|
|
02/24/2022
|
CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
|
|
12/02/2021
|
CFTC Submission 2021-04 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive Changes to IRS Product Listing
|
|
12/02/2021
|
CFTC Submission 2021-04 - Request for New Product Certification of Tradition SEF's IRS Asset Class and Non-substantive Changes to IRS Product Listing (Cover Sheet)
|
|
11/27/2021
|
CFTC Submission 2021-03 - Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
06/30/2021
|
CFTC Submission 2021-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
04/01/2021
|
CFTC Submission 2021-01- Notification of Amendments to Tradition SEF, LLC Rulebook
|
|
12/03/2020
|
CFTC Submission 2020-06 - Notice to Participants Announcing Revisions to Rulebook That Update References To Expired no Action Relief - Cover Letter and Cover Sheet
|
|
10/16/2020
|
CFTC Submission 2020-06 - Notification of Amendments to Tradition SEF, Inc. Rulebook
|
|
10/16/2020
|
CFTC Submission 2020-05 - Notification of Amendments to Tradition SEF, Inc. Rulebook (Cover Sheet)
|
|
08/10/2020
|
CFTC Submission 2020-04 - Modification to Tradition SEF - Trad-X USD IRS Liqudity Provider Program
|
|
08/10/2020
|
CFTC Submission 2020-04 - Modification to Tradition SEF - Trad-X USD IRS Liqudity Provider Program (Cover Sheet)
|
|
07/07/2020
|
CFTC Submission 2020-03- Modifications to Minimum Tick Size Increment in the Tradition SEF Rulebook Platform Supplement 1: Trad-X USD IRS Trading Platform
|
|
07/07/2020
|
CFTC Submission 2020-03- Modifications to Minimum Tick Size Increment in the Tradition SEF Rulebook Platform Supplement 1: Trad-X USD IRS Trading Platform (Cover Sheet)
|
|
06/12/2020
|
CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program
|
|
06/12/2020
|
CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program (Cover Sheet)
|
|
04/30/2020
|
CFTC Submission 2020-01 - Amendments to Tradition SEF Rulebook
|
|
12/12/2019
|
CFTC Submission 2019-08 -Notice of Product Certification of Tradition SEF's Equity Asset Class - Russell 3000 Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-07 - Notice of Product Certification of Tradition SEF's Equity Asset Class - Russell 1000 Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class - MSCI North America Index Swaps
|
|
12/12/2019
|
CFTC Submission 2019-05 -Notice of Product Certification of Tradition SEF's Equity Asset Class - MSCI USA Index Swaps
|
|
10/07/2019
|
CFTC Submission 2019-04 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
|
|
08/02/2019
|
CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") (Cover Sheet)
|
|
08/02/2019
|
CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") Cover Letter
|
|
08/02/2019
|
CFTC Submission 2019-03 - FOIA Letter
|
|
04/01/2019
|
CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps (Cover Sheet)
|
|
04/01/2019
|
CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps Cover Letter
|
|
03/21/2019
|
CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement (Cover Sheet)
|
|
03/21/2019
|
CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplementg Cover Letter
|
|
03/21/2019
|
CFTC Submission 2019-01 - FOIA Letter
|
|
09/18/2018
|
CFTC Submission 2018-10- Amendments to Tradition SEF equity Product Listing (Cover Sheet)
|
|
09/18/2018
|
CFTC Submission 2018-10- Amendments to Tradition SEF equity Product Listing Cover Letter
|
|
09/18/2018
|
CFTC Submission 2018-09 - Amendments to Tradition SEF Equity Product Listing (Cover Sheet)
|
|
09/18/2018
|
CFTC Submission 2018-09 - Amendments to Tradition SEF Equity Product Listing Cover Letter
|
|
09/06/2018
|
CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
|
|
09/06/2018
|
CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
|
|
08/13/2018
|
CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class (Cover Sheet)
|
|
08/13/2018
|
CFTC Submission 2018-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-06 - Notice of Product Certification of Tradition SEF's Equity Asset Class (Cover Sheet)
|
|
08/13/2018
|
CFTC Submission 2018-05 - Notice of Product Certification of Tradition SEF's Equity Asset Class Cover Letter
|
|
08/13/2018
|
CFTC Submission 2018-05 - Notice of Product Certification of Tradition SEF's Equity Asset Class (Cover Sheet)
|
|
06/19/2018
|
CFTC Submission 2018-04 Amendments to the Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement (Cover Sheet)
|
|
06/19/2018
|
CFTC Submission 2018-04 Amendments to the Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement Cover Letter
|
|
06/19/2018
|
CFTC Submission 2018-04 - FOIA Letter
|
|
05/31/2018
|
CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement Cover Letter
|
|
05/31/2018
|
CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement (Cover Sheet)
|
|
05/10/2018
|
CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing Cover Letter
|
|
05/10/2018
|
CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing (Cover Sheet)
|
|
03/29/2018
|
CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement (Cover Sheet)
|
|
03/29/2018
|
CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement Cover Letter
|
|
12/12/2017
|
CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule (Cover Sheet)
|
|
12/12/2017
|
CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule Cover Letter
|
|
11/29/2017
|
CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook (Cover Sheet)
|
|
11/29/2017
|
CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook Cover Letter
|
|
11/27/2017
|
CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule Cover Letter
|
|
11/27/2017
|
CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule (Cover sheet)
|
|
11/27/2017
|
CFTC Submission 2017-03 - FOIA Letter
|
|
09/06/2017
|
CFTC Submission 2017-01 Rulebook Changes (Cover Sheet)
|
|
09/06/2017
|
CFTC Submission 2017-01 Rulebook Changes Cover Letter
|
|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement (Cover sheet)
|
|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement Cover Letter
|
|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement (Cover Sheet)
|
|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement Cover Letter
|
|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule (Cover Sheet)
|
|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule Cover Letter
|
|
09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
|
|
09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes Cover Letter
|
|
08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
|
|
08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes Cover Letter
|
|
08/19/2016
|
CFTC Submission 2016-05 - FOIA Letter
|
|
08/19/2016
|
CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement Cover Letter
|
|
08/19/2016
|
CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement (cover Sheet)
|
|
07/15/2016
|
CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
|
|
07/15/2016
|
CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
|
|
03/31/2016
|
CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours
|
|
03/31/2016
|
CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours. (Cover sheet)
|
|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements (Cover Sheet)
|
|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements
|
|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
|
|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes Cover Letter
|
|
12/11/2015
|
CFTC Submission 2015-14 - IRS Product Certification (Cover Sheet)
|
|
12/11/2015
|
CFTC Submission 2015-14 - IRS Product Certification Cover Letter
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes Cover Letter
|
|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
|
|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
|
|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
|
|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
|
|
07/08/2015
|
CFTC Submission 2015-09 - IRS Product Cerfication
|
|
07/08/2015
|
CFTC Submission 2015-09 -Revised IRS Product List - Redline
|
|
07/02/2015
|
CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
|
|
07/02/2015
|
CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
|
|
06/09/2015
|
CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions (Cover Sheet)
|
|
06/09/2015
|
CFTC Submission 2015-07 - Revision to Trad-X CCP Auctions
|
|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions - Cover Letter
|
|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions (Cover sheet)
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
|
|
04/15/2015
|
CFTC Submission 14-15 R (Cover Sheet)
|
|
04/13/2015
|
CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
|
|
04/13/2015
|
CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
|
|
04/13/2015
|
CFTC Submission 2015-03R - FOIA Letter
|
|
03/27/2015
|
CFTC Submission 2015-04 - Trad-X Platform Supplement - Cover Letter
|
|
03/27/2015
|
CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03- StreamGlobal Platform Submission Fee Schedule - (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03 - StreamGlobal Platform Fee Schedule Cover Letter
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Letter)
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Sheet)
|
|
01/15/2015
|
CFTC Submission 2015-01 -Volbroker Platform Supplement - Cover Letter
|
|
01/15/2015
|
CFTC Submission 2015-01- Volbroker Platform Supplement (Cover Sheet)
|
|
12/18/2014
|
CFTC Submission 14-24 - Cover Sheet
|
|
12/18/2014
|
CFTC Submission 14-24 - Amendment to Rule 412 - Cover Letter
|
|
12/18/2014
|
CFTC Submission 14-23 - Trad-X Cover Sheet (December 18, 2014)
|
|
12/18/2014
|
CFTC Submission 14-23 - Trad-X Platform Supplement Public Submission (December 18, 2014)
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Sheet
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Letter (December 12, 2014)
|
|
11/10/2014
|
CFTC Submission 14-21 - Cover Sheet
|
|
11/10/2014
|
CFTC Submission 14-21 - Revised Fee Schedule
|
|
07/29/2014
|
CFTC Submission 14-20 - Revised - Product Listing - FX
|
|
07/18/2014
|
CFTC Submission 14-19 - Cover Sheet
|
|
07/18/2014
|
CFTC Submission 14-19 – Amendments of Rulebook
|
|
06/25/2014
|
CFTC Submission 14-18 - Amendment to Rule 703
|
|
06/25/2014
|
CFTC Submission 14-18 - Rule Submission Coversheet
|
|
06/05/2014
|
CFTC Submission 14-17 – Rule 529
|
|
04/29/2014
|
CFTC Submission 14-16 - Credit Product Listing
|
|
04/15/2014
|
CFTC Submission 14-15R - Exhibit A - IRS Product List
|
|
04/15/2014
|
CFTC Submission 14-0002 - Amendment of Rulebook
|
|
04/15/2014
|
CFTC Submission 14-15R Cover Letter
|
|
02/06/2014
|
CFTC Submission 14-15 - IRS Product Listing
|
|
01/15/2014
|
CFTC Submission 14-04 - Equity Product Listing
|
|
10/10/2013
|
Tradition Notice Regarding CFTC Letter 13-55 Commodities
|
|
10/10/2013
|
Tradition Notice Regarding CFTC Letter 13-55 Equities
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-58
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-62
|
