Regulatory: Rule Filings

All, SEF or SBSEF
ASSET CLASS
YEAR
 

Date Document
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
09/22/2015 CFTC Submission 2015-13 – Rulebook Changes Cover Letter
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
08/14/2015 CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
08/05/2015 CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
07/10/2015 CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
07/02/2015 CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
07/02/2015 CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
06/03/2015 CFTC Submission 2015-06 - Rulebook Revisions - Cover Letter
06/03/2015 CFTC Submission 2015-06 - Rulebook Revisions (Cover sheet)
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
04/17/2015 CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
04/13/2015 CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
04/13/2015 CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
04/13/2015 CFTC Submission 2015-03R - FOIA Letter
03/27/2015 CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
01/15/2015 CFTC Submission 2015-01 -Volbroker Platform Supplement - Cover Letter
01/15/2015 CFTC Submission 2015-01- Volbroker Platform Supplement (Cover Sheet)