Regulatory: Rule Filings

All, SEF or SBSEF
ASSET CLASS
YEAR
 

Date Document
12/21/2016 CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement (Cover Sheet)
12/21/2016 CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement Cover Letter
12/12/2016 CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule (Cover Sheet)
12/12/2016 CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule Cover Letter
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
09/16/2016 CFTC Submission 2016-07 - Rulebook Changes Cover Letter
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
08/25/2016 CFTC Submission 2016-06 - Rulebook Changes Cover Letter
08/19/2016 CFTC Submission 2016-05 - FOIA Letter
08/19/2016 CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement Cover Letter
08/19/2016 CFTC Submission 2016-05 - Amendments to Tradition SEF Trad-X Platform Supplement (cover Sheet)
07/15/2016 CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
07/15/2016 CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
03/31/2016 CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours
03/31/2016 CFTC Submission 2016-03 - Amendment to the Tradition SEF Trad-X U.S. Dollar Interest Rate Swap Platform Supplement – Extension of Trading Hours. (Cover sheet)
01/13/2016 CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements (Cover Sheet)
01/13/2016 CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
01/11/2016 CFTC Submission 2016-01 - Rulebook Changes Cover Letter