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Regulatory: SBSEF
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Rulebook
(3 docs)
Rule Filings
(0 docs)
Participant Notices
(4 docs)
Disciplinary Actions
(2 docs)
Date
Document
06/02/2025
Notice 25-07 - Reminder of Certain Obligations of Tradition SEF Market Participants
03/17/2025
Disciplinary Action - 2025-02
03/17/2025
Disciplinary Action - 2025-01
02/07/2025
Notice 25-05 - Tradition SEF Rulebook and SBSEF Equity Product Listing
02/06/2025
Tradition SEF Rulebook (Swaps and SB Swaps) - v27
02/06/2025
Tradition SEF Rulebook (Swaps and SB Swaps) - v27 Redline
02/06/2025
Appendix F to Tradition SEF Rulebook - SBSEF Equity Product Listing (February 6, 2025)
02/03/2025
Notice 25-04 - Agent for Service of Process Agreement requested for Non-U.S. Participant Transactions on Tradition SBSEF
01/31/2025
Notice 25-03 - Tradition SBSEF Application Approval by the U.S. Securities and Exchange Commission
