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02/24/2025
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CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
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02/24/2025
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CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook (Cover Sheet)
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08/09/2024
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CFTC Submission 2024-05 - Rulebook Amendment
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08/09/2024
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CFTC Submission 2024-05 - Rulebook Amendment (Cover Sheet)
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05/23/2024
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CFTC Submission 2024-03 Request for New Product Certification of Tradition SEF’s Interest Rate Asset Classes Product Listings, addition of LCH as a clearinghouse, amend certain settlement timing to T+1 and non-substantive changes
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05/23/2024
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CFTC Submission 2024-03 Request for New Product Certification of Tradition SEF’s Interest Rate Asset Classes Product Listings, addition of LCH as a clearinghouse, amend certain settlement timing to T+1 and non-substantive changes (Cover Page)
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05/22/2024
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CFTC Submission 2024-02 - Delisting of Products Referenced to BSBY and Related Changes to Tradition SEF's Rulebook Appendix A IRS Product Listing (Cover Sheet)
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05/22/2024
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CFTC Submission 2024-02 - Delisting of Products Referenced to BSBY and Related Changes to Tradition SEF's Rulebook Appendix A IRS Product Listing
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05/20/2024
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CFTC Submission 2024-01 - Notification of Amendments to Tradition SEF, LLC Rulebook
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05/20/2024
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CFTC Submission 2024-01 - Notification of Amendments to Tradition SEF, LLC Rulebook (Cover Sheet)
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06/29/2023
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CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1
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06/29/2023
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CFTC Submission 2023-03 - Delisting of Products references to Libor and Related changes to Tradition SEF's IRS, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 (Cover Sheet)
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06/02/2023
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CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing
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06/02/2023
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CFTC Submission 2023-02 - Request for New Product Certification of Tradition SEF's Credit Assset Class Product Listing (Cover Sheet)
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11/03/2022
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CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement
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11/03/2022
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CFTC Submission 2022-07 - Modification to Tradition SEF StreamGlobal Platform Supplement (Cover Sheet)
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05/12/2022
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CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
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05/12/2022
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CFTC Submission 2022-05 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
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05/12/2022
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CFTC Submission 2022-05 - FOIA Letter
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02/24/2022
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CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule
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02/24/2022
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CFTC Submission 2022-01 - Notification of Amendments to Tradition SEF, LLC Fee Schedule (Cover Sheet)
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11/27/2021
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CFTC Submission 2021-03 - Notification of Amendments to Tradition SEF, LLC Rulebook
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06/30/2021
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CFTC Submission 2021-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
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04/01/2021
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CFTC Submission 2021-01- Notification of Amendments to Tradition SEF, LLC Rulebook
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12/03/2020
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CFTC Submission 2020-06 - Notice to Participants Announcing Revisions to Rulebook That Update References To Expired no Action Relief - Cover Letter and Cover Sheet
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10/16/2020
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CFTC Submission 2020-06 - Notification of Amendments to Tradition SEF, Inc. Rulebook
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10/16/2020
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CFTC Submission 2020-05 - Notification of Amendments to Tradition SEF, Inc. Rulebook (Cover Sheet)
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06/12/2020
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CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program
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06/12/2020
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CFTC Submission 2020-02 - Modification to Tradition SEF - Trad-X IRS Liquidity Provided Program (Cover Sheet)
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04/30/2020
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CFTC Submission 2020-01 - Amendments to Tradition SEF Rulebook
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10/07/2019
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CFTC Submission 2019-04 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
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08/02/2019
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CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") (Cover Sheet)
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08/02/2019
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CFTC Submission 2019-03 - Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP") Cover Letter
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08/02/2019
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CFTC Submission 2019-03 - FOIA Letter
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04/01/2019
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CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps (Cover Sheet)
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04/01/2019
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CFTC Submission 2019-02 - Amendment to the Formula for Calculating Actual Realized Daily Volatilty of Volatility Swaps Cover Letter
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03/21/2019
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CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplement (Cover Sheet)
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03/21/2019
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CFTC Submission 2019-01- Amendments to Tradition SEF Trad-X Interest Rate Swap Trading Platform Supplementg Cover Letter
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03/21/2019
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CFTC Submission 2019-01 - FOIA Letter
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09/06/2018
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CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
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09/06/2018
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CFTC Submission 2018-08 - Notification of Amendments to Tradition SEF, Inc. Fee Schedule
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08/13/2018
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CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class Cover Letter
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08/13/2018
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CFTC Submission 2018-07 - Notice of Product Certification of Tradition SEF's Credit Asset Class (Cover Sheet)
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05/31/2018
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CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement Cover Letter
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05/31/2018
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CFTC Submission 2018-03 Amendments to StreamGlobal CDS Trading Platform Supplement (Cover Sheet)
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|
05/10/2018
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CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing Cover Letter
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05/10/2018
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CFTC Submission 2018-02 Amendments to Tradition SEF U.S. Dollar Interest Rate Swap Product Listing (Cover Sheet)
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|
03/29/2018
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CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement (Cover Sheet)
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|
03/29/2018
|
CFTC Submission 2018-01 Amendments to Tradition SEF Rulebook and StreamGlobal Platform Supplement Cover Letter
|
|
12/12/2017
|
CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule (Cover Sheet)
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|
12/12/2017
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CFTC Submission 2017-03R Amendments to The Tradition SEF Fee Schedule Cover Letter
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|
11/29/2017
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CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook (Cover Sheet)
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|
11/29/2017
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CFTC Submission 2017-04 Amendments to Tradition SEF Rulebook Cover Letter
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|
11/27/2017
|
CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule Cover Letter
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|
11/27/2017
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CFTC Submission 2017-03 Amendments to The Tradition SEF Fee Schedule (Cover sheet)
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11/27/2017
|
CFTC Submission 2017-03 - FOIA Letter
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09/06/2017
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CFTC Submission 2017-01 Rulebook Changes (Cover Sheet)
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09/06/2017
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CFTC Submission 2017-01 Rulebook Changes Cover Letter
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|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement (Cover sheet)
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|
09/06/2017
|
CFTC Submission 2017-02 Amendments to Tradition SEF StreamGlobal Platform Supplement Cover Letter
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|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement (Cover Sheet)
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|
12/21/2016
|
CFTC Submission 2016-09 - Revisions to the StreamGlobal Platform Supplement Cover Letter
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|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule (Cover Sheet)
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|
12/12/2016
|
CFTC Submission 2016-08 - Amendments to the Tradition SEF Fee Schedule Cover Letter
|
|
09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes (Cover Sheet)
|
|
09/16/2016
|
CFTC Submission 2016-07 - Rulebook Changes Cover Letter
|
|
08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes (Cover Sheet)
|
|
08/25/2016
|
CFTC Submission 2016-06 - Rulebook Changes Cover Letter
|
|
07/15/2016
|
CFTC Submission 2016-04 - Rule Submission (Rulebook Amendments Rule 544)
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|
07/15/2016
|
CFTC Submission 2016-04 - Rulebook Changes (Cover Sheet)
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|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements (Cover Sheet)
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|
01/13/2016
|
CFTC Submission 2016-02 - Amendments to Tradition SEF Platform Supplements
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|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes (Cover Sheet)
|
|
01/11/2016
|
CFTC Submission 2016-01 - Rulebook Changes Cover Letter
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes (Cover Sheet)
|
|
09/22/2015
|
CFTC Submission 2015-13 – Rulebook Changes Cover Letter
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|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule (Cover Sheet)
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|
08/14/2015
|
CFTC Submission 2015-12 Amendments to Tradition SEF Inc Fee Schedule Cover Letter
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|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes (Cover Sheet)
|
|
08/05/2015
|
CFTC Submission 2015-11 - Rulebook Changes - Cover Letter
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes (Cover Sheet)
|
|
07/10/2015
|
CFTC Submission 2015-10 - Rulebook Changes - Cover Letter
|
|
07/02/2015
|
CFTC Submission 2015-08 - Amendments to Tradition SEF, Inc. Fee Schedule (Cover Sheet)
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|
07/02/2015
|
CFTC Submission 2015-08-Amendments to Tradition SEF, Inc. Fee Schedule
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|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions - Cover Letter
|
|
06/03/2015
|
CFTC Submission 2015-06 - Rulebook Revisions (Cover sheet)
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule - Cover Letter
|
|
04/17/2015
|
CFTC Submission 2015-05 - Revised 15 Second Rule (Cover Sheet)
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04/13/2015
|
CFTC Submission 2015-03R - Amendment to the Tradition SEF Fee Schedule - (Cover Sheet)
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|
04/13/2015
|
CFTC Submission 2015-03R - Cover Letter (April 13, 2015)
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|
04/13/2015
|
CFTC Submission 2015-03R - FOIA Letter
|
|
03/27/2015
|
CFTC Submission 2015-04 - Trad-X Platform Supplement (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03- StreamGlobal Platform Submission Fee Schedule - (Cover Sheet)
|
|
03/23/2015
|
CFTC Submission 2015-03 - StreamGlobal Platform Fee Schedule Cover Letter
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Letter)
|
|
03/23/2015
|
CFTC Submission 2015-02 - StreamGlobal Platform Supplement - (Cover Sheet)
|
|
12/18/2014
|
CFTC Submission 14-24 - Cover Sheet
|
|
12/18/2014
|
CFTC Submission 14-24 - Amendment to Rule 412 - Cover Letter
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Sheet
|
|
12/12/2014
|
CFTC Submission 14-22 - Cover Letter (December 12, 2014)
|
|
11/10/2014
|
CFTC Submission 14-21 - Cover Sheet
|
|
11/10/2014
|
CFTC Submission 14-21 - Revised Fee Schedule
|
|
07/18/2014
|
CFTC Submission 14-19 - Cover Sheet
|
|
07/18/2014
|
CFTC Submission 14-19 – Amendments of Rulebook
|
|
06/25/2014
|
CFTC Submission 14-18 - Amendment to Rule 703
|
|
06/25/2014
|
CFTC Submission 14-18 - Rule Submission Coversheet
|
|
04/29/2014
|
CFTC Submission 14-16 - Credit Product Listing
|
|
04/15/2014
|
CFTC Submission 14-0002 - Amendment of Rulebook
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-58
|
|
10/10/2013
|
Tradition Emergency Rule Certification Regarding CFTC Letter 13-62
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