Members etc
Toggle navigation
Tradition sites
Tradition
TraditionDATA
Trad-X
Tradition ICAP
Tradition Securities and Derivatives
ParFX
Useful links
CFTC Website
CFTC No Action Letters
Clarus Financial Technology
ISDA
ISDA Daily Lead
ISDA SwapsInfo
WMBAA
About Us
Markets
IRS
FX
Credit
Equities
Commodities
Onboarding
Participant
Broker Firm Participant
FCM/Clearing Firm
ISV
Customer of a Broker Firm Participant
Participation
Broker Firm Participants
FCMs
ISVs
Regulatory
Rulebook
Rule Filings
Participant Notices
Disciplinary Actions
News
In the News
Press Releases
Contact
FAQ
Daily Activity
SEF
SBSEF
Regulatory: Rule Filings
Home
Regulatory
All, SEF or SBSEF
ASSET CLASS
YEAR
All
SEF
SBSEF
All
IRS
FX
Credit
Equity
Commodity
All
2026
2025
2024
2023
2022
2021
2020
2019
2018
2017
2016
2015
2014
2013
All
Rulebook
(6 docs)
Rule Filings
(14 docs)
Participant Notices
(17 docs)
Disciplinary Actions
(2 docs)
Date
Document
12/08/2025
SEC Submission 2025-03 - Notification of Amendments to Tradition SEF, LLC Rulebook
10/30/2025
CFTC Submission 2025-04 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, Appendix B, StreamGlobal Platform Supplement and Fee Schedule
10/30/2025
CFTC Submission 2025-04 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, Appendix B, StreamGlobal Platform Supplement and Fee Schedule (Cover Sheet)
10/30/2025
CFTC Submission 2025-04 - FOIA Letter
07/23/2025
CFTC Submission 2025-03 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal
07/23/2025
CFTC Submission 2025-03 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal (Cover Sheet)
07/23/2025
CFTC Submission 2025-03 - FOIA Letter
07/18/2025
SEC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Fee Schedule related to Security-Based Swap Transactions
07/18/2025
SEC Submission 2025-02 - FOIA Letter
02/24/2025
CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
02/24/2025
CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook (Cover Sheet)
01/27/2025
CFTC Submission 2025-01 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP")
01/27/2025
CFTC Submission 2025-01 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") (Cover Sheet)
01/27/2025
CFTC Submission 2025-01 - FOIA Letter
