Regulatory: ALL

All, SEF or SBSEF
ASSET CLASS
YEAR
 

Date Document
12/30/2025 Notice 25-16 - Tradition SEF 2026 Holiday Calendar
12/08/2025 Notice 25-15 - Notice of SEC Submission 2025-03, Modification to Tradition SEF, LLC Rulebook
12/08/2025 SEC Submission 2025-03 - Notification of Amendments to Tradition SEF, LLC Rulebook
10/30/2025 Tradition SEF Rulebook (Swaps and SB Swaps) - v28
10/30/2025 Tradition SEF Rulebook (Swaps and SB Swaps) - v28 Redline
10/30/2025 CFTC Submission 2025-04 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, Appendix B, StreamGlobal Platform Supplement and Fee Schedule
10/30/2025 CFTC Submission 2025-04 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, Appendix B, StreamGlobal Platform Supplement and Fee Schedule (Cover Sheet)
10/30/2025 CFTC Submission 2025-04 - FOIA Letter
10/30/2025 Notice 25-14 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, StreamGlobal Platform Supplement, Appendix B and Fee Schedule
10/30/2025 StreamGlobal Platform Supplement v2.6 (November 3, 2025) *Currently Not Available
10/30/2025 Appendix B to Tradition SEF Rulebook - Credit Product Listing (November 3, 2025) *Currently Not Available
10/30/2025 Appendix B to Tradition SEF Rulebook - Credit Product Listing Redline (November 3, 2025)
08/01/2025 Notice 25-13 - Utilization of CFTC No-Action Relief in CFTC Letter No. 25-24 Issued July 30, 2025
07/23/2025 CFTC Submission 2025-03 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal
07/23/2025 CFTC Submission 2025-03 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal (Cover Sheet)
07/23/2025 CFTC Submission 2025-03 - FOIA Letter
07/23/2025 Notice 25-12 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal
07/18/2025 SEC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Fee Schedule related to Security-Based Swap Transactions
07/18/2025 SEC Submission 2025-02 - FOIA Letter
07/18/2025 Notice 25-11 - Tradition SEF Fee Schedule Amendment Related To Security-Based Swap Transactions
07/07/2025 Notice 25-10 - Canadian Trade Reporting Requirement, CDS Index Products
06/24/2025 Notice 25-09 - Withdrawal of SEC Submission 2025-01
06/10/2025 Notice 25-08 - Tradition SEF Fee Schedule Amendment Related To Security-Based Swap Transactions
06/02/2025 Notice 25-07 - Reminder of Certain Obligations of Tradition SEF Market Participants
03/17/2025 Disciplinary Action - 2025-02
03/17/2025 Disciplinary Action - 2025-01
02/24/2025 CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook
02/24/2025 Notice 25-06 - CFTC Submission 25-02
02/24/2025 CFTC Submission 2025-02 - Notification of Amendments to Tradition SEF, LLC Rulebook (Cover Sheet)
02/07/2025 Notice 25-05 - Tradition SEF Rulebook and SBSEF Equity Product Listing
02/06/2025 Appendix F to Tradition SEF Rulebook - SBSEF Equity Product Listing (February 6, 2025)
02/03/2025 Notice 25-04 - Agent for Service of Process Agreement requested for Non-U.S. Participant Transactions on Tradition SBSEF
01/31/2025 Notice 25-03 - Tradition SBSEF Application Approval by the U.S. Securities and Exchange Commission
01/27/2025 CFTC Submission 2025-01 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP")
01/27/2025 CFTC Submission 2025-01 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") (Cover Sheet)
01/27/2025 CFTC Submission 2025-01 - FOIA Letter
01/27/2025 Notice 25-02 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Updated
01/10/2025 Notice 25-02 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP")
01/06/2025 Notice 25-01 - Tradition SEF Revised Holiday schedule