Regulatory: Participant Notices

All, SEF or SBSEF
ASSET CLASS
YEAR
 


Date Document
12/30/2025 Notice 25-16 - Tradition SEF 2026 Holiday Calendar
12/08/2025 Notice 25-15 - Notice of SEC Submission 2025-03, Modification to Tradition SEF, LLC Rulebook
10/30/2025 Notice 25-14 - Notification of Removal of Credit Swap Products and Related Updates to the Rulebook, StreamGlobal Platform Supplement, Appendix B and Fee Schedule
08/01/2025 Notice 25-13 - Utilization of CFTC No-Action Relief in CFTC Letter No. 25-24 Issued July 30, 2025
07/23/2025 Notice 25-12 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Renewal
07/18/2025 Notice 25-11 - Tradition SEF Fee Schedule Amendment Related To Security-Based Swap Transactions
07/07/2025 Notice 25-10 - Canadian Trade Reporting Requirement, CDS Index Products
06/24/2025 Notice 25-09 - Withdrawal of SEC Submission 2025-01
06/10/2025 Notice 25-08 - Tradition SEF Fee Schedule Amendment Related To Security-Based Swap Transactions
06/02/2025 Notice 25-07 - Reminder of Certain Obligations of Tradition SEF Market Participants
02/24/2025 Notice 25-06 - CFTC Submission 25-02
02/07/2025 Notice 25-05 - Tradition SEF Rulebook and SBSEF Equity Product Listing
02/03/2025 Notice 25-04 - Agent for Service of Process Agreement requested for Non-U.S. Participant Transactions on Tradition SBSEF
01/31/2025 Notice 25-03 - Tradition SBSEF Application Approval by the U.S. Securities and Exchange Commission
01/27/2025 Notice 25-02 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP") Updated
01/10/2025 Notice 25-02 - SOFR Spread-over Treasuries Liquidity Incentive Program ("SLIP")
01/06/2025 Notice 25-01 - Tradition SEF Revised Holiday schedule